Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brighton Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas S Martin | 4500330 | 4 | 01/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Thomas S Martin | 4500330 | 4 | 08/15/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Thomas S Martin | 4500330 | 4 | 07/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Calvin A Willis | 2827320 | 4 | 05/04/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Calvin A Willis | 2827320 | 4 | 02/10/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert William Peters | 1704577 | 1 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Scott Douglas Huntington | 848678 | 4 | 06/12/2014 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
Scott Douglas Huntington | 848678 | 4 | 02/21/2014 | Customer Dispute | Award / Judgment | $1,058,880.00 | $187,500.00 | See FINRA Report |
Scott Douglas Huntington | 848678 | 4 | 10/15/2013 | Customer Dispute | Settled | $133,200.00 | $0.00 | See FINRA Report |
Scott Douglas Huntington | 848678 | 4 | 11/18/2011 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |