Our Staff has compiled our research into a database of FINRA Broker Disclosures for Greenberg Financial Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael Sherwood | 1024893 | 13 | 09/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 13 | 07/18/2002 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 13 | 01/14/2002 | Customer Dispute | Settled | $720,000.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 13 | 10/08/2001 | Customer Dispute | Settled | $130,319.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 13 | 05/31/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 13 | 01/28/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Michael Sherwood | 1024893 | 13 | 01/26/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 13 | 12/11/1992 | Customer Dispute | Settled | $158,000.00 | $0.00 | See FINRA Report |
| Dean Steven Greenberg | 1186469 | 4 | 11/06/1987 | Customer Dispute | Settled | $51,500.00 | $0.00 | See FINRA Report |