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FINRA Broker Disclosures for Lincoln Financial Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 71-80 out of 139 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jennifer A Evatt-Gilstrap2891721708/19/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Mathew Randolph White1070588105/09/2008RegulatoryFinal$0.00$0.00See FINRA Report
Nikos G Antivachis4563805102/01/2008Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Leopoldo Fidencio Castro1882893112/07/2007Customer DisputeSettled$0.00$0.00See FINRA Report
David Alan Jamison27503471004/03/2007Customer DisputeClosed-No Action$30,000.00$0.00See FINRA Report
James Alton Kelley1502351302/20/2007Judgment / Lien$0.00$0.00See FINRA Report
Scott Allen Sage2244632111/27/2006Customer DisputeDenied$7,200.00$0.00See FINRA Report
Jennifer A Evatt-Gilstrap2891721711/17/2006Customer DisputeDenied$7,553.82$0.00See FINRA Report
Richard Bryant Turner708855207/27/2006Judgment / Lien$0.00$0.00See FINRA Report
Michael Arthur Lynch1203331407/05/2006Customer DisputeDenied$24,000.00$0.00See FINRA Report

139 Results

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