Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jennifer A Evatt-Gilstrap | 2891721 | 7 | 08/19/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Mathew Randolph White | 1070588 | 1 | 05/09/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Nikos G Antivachis | 4563805 | 1 | 02/01/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Leopoldo Fidencio Castro | 1882893 | 1 | 12/07/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
David Alan Jamison | 2750347 | 10 | 04/03/2007 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
James Alton Kelley | 1502351 | 3 | 02/20/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Scott Allen Sage | 2244632 | 1 | 11/27/2006 | Customer Dispute | Denied | $7,200.00 | $0.00 | See FINRA Report |
Jennifer A Evatt-Gilstrap | 2891721 | 7 | 11/17/2006 | Customer Dispute | Denied | $7,553.82 | $0.00 | See FINRA Report |
Richard Bryant Turner | 708855 | 2 | 07/27/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Arthur Lynch | 1203331 | 4 | 07/05/2006 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |