Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Levis White | 1370432 | 2 | 09/19/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Zach Lussman | 5756618 | 1 | 09/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Christian Germano | 2175736 | 2 | 07/25/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| William David Miller | 4547912 | 2 | 06/19/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frederick Wallace Prelle | 367289 | 1 | 04/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Andrew Horne | 5375685 | 1 | 09/26/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin John Bruins | 4432313 | 1 | 11/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Maurice McMahon | 5625892 | 1 | 11/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad Allen Andersen | 2485408 | 4 | 09/06/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Graham Nelson | 1992951 | 1 | 08/22/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |