Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Chet Haddaway McWilliams | 1641284 | 2 | 05/27/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Deborah Lee Davis | 2285973 | 1 | 04/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jennifer Lynn Hamilton | 5695326 | 1 | 06/19/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
David Alan Jamison | 2750347 | 10 | 12/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Luis A Segarra | 2362088 | 1 | 12/01/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Alan Jamison | 2750347 | 10 | 09/18/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Chad Allen Andersen | 2485408 | 4 | 09/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Chad Allen Andersen | 2485408 | 4 | 08/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark David Wagner | 3050382 | 3 | 06/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark David Wagner | 3050382 | 3 | 06/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |