Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Staci Lynn Bousquet | 2758417 | 1 | 10/06/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Perez-Del Toro | 2125778 | 3 | 09/27/2019 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Raul Mendez | 3244412 | 2 | 09/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah L Stanfa | 4280898 | 1 | 07/30/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Jamison | 2750347 | 10 | 07/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James David Crosson | 1300425 | 5 | 07/02/2019 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| James David Crosson | 1300425 | 5 | 07/02/2019 | Customer Dispute | Settled | $39,703.00 | $0.00 | See FINRA Report |
| Sean F Curran | 7572426 | 1 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James David Crosson | 1300425 | 5 | 04/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raul Mendez | 3244412 | 2 | 03/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |