Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jose Luis Perez-Del Toro | 2125778 | 3 | 09/27/2019 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
Danny Eugene Jouett | 2469779 | 2 | 09/10/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Deborah L Stanfa | 4280898 | 1 | 07/30/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David Alan Jamison | 2750347 | 10 | 07/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eugene William Harris | 1269152 | 1 | 11/19/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Joseph Levis White | 1370432 | 2 | 11/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jennifer Anne Robbins | 5486037 | 1 | 08/20/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Justin Henry McClendon | 6895174 | 1 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Samantha Elizabeth Hunter | 4869917 | 1 | 02/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Derek Allen Betka | 5260190 | 1 | 09/13/2016 | Customer Dispute | Denied | $39,386.80 | $0.00 | See FINRA Report |