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FINRA Broker Disclosures for Lincoln Financial Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 244 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matthew J McCoy5704182102/15/2021Customer DisputeDenied$50,000.00$0.00See FINRA Report
Jennifer Alexandra Bouton2873962110/08/2020FinancialPending$0.00$0.00See FINRA Report
Stuart Wally Blankenship805747108/20/2020FinancialFinal$0.00$0.00See FINRA Report
Kenneth Lee Sanders2897192207/16/2020FinancialFinal$0.00$0.00See FINRA Report
Thomas Patrick Donahue2853353205/18/2020Customer DisputeDenied$115,000.00$0.00See FINRA Report
Thomas Patrick Donahue2853353204/01/2020Customer DisputeSettled$115,000.00$0.00See FINRA Report
David Lawrence Poulnot2217598203/02/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Douglas Edward Cox5110165211/06/2019FinancialFinal$0.00$0.00See FINRA Report
Ryan Christopher Pellegrino5196023210/23/2019Customer DisputeDenied$0.00$0.00See FINRA Report
Austin Kyle Vealey6366767110/15/2019FinancialFinal$0.00$0.00See FINRA Report

244 Results

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