Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew J McCoy | 5704182 | 1 | 02/15/2021 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Jennifer Alexandra Bouton | 2873962 | 1 | 10/08/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Stuart Wally Blankenship | 805747 | 1 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kenneth Lee Sanders | 2897192 | 2 | 07/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Patrick Donahue | 2853353 | 2 | 05/18/2020 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
Thomas Patrick Donahue | 2853353 | 2 | 04/01/2020 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
David Lawrence Poulnot | 2217598 | 2 | 03/02/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Douglas Edward Cox | 5110165 | 2 | 11/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ryan Christopher Pellegrino | 5196023 | 2 | 10/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Austin Kyle Vealey | 6366767 | 1 | 10/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |