Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Angel Siska | 1810983 | 1 | 07/30/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ricker Halliday | 234467 | 3 | 03/30/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Ricker Halliday | 234467 | 3 | 09/23/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Dean Miller | 1560776 | 2 | 07/27/1979 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Dean Miller | 1560776 | 2 | 07/27/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Bloss Bryan | 1006417 | 2 | 05/21/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Glenn Isamu Yasukochi | 729316 | 1 | 06/02/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Noel Kenneth Edwards Sr | 1436002 | 4 | 02/04/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Noel Kenneth Edwards Sr | 1436002 | 4 | 02/01/1970 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |