Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melvin Lee Gross | 230866 | 2 | 04/18/1995 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Robert Paul Kimmel | 3094471 | 1 | 10/03/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Gennaro Lancaster | 5158545 | 2 | 07/27/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Joseph Carollo | 1270383 | 1 | 01/30/1992 | Customer Dispute | Award / Judgment | $592,138.00 | $71,568.00 | See FINRA Report |
| Michael David Johnson | 1466302 | 2 | 10/17/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Jamison | 2750347 | 10 | 08/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Johnson | 1466302 | 2 | 01/15/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Ricker Halliday | 234467 | 3 | 02/05/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Milton Motes | 4710588 | 1 | 05/12/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kerry Michael Roberts | 2094410 | 2 | 07/22/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |