Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Luis Perez-Del Toro | 2125778 | 3 | 02/16/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Noel Kenneth Edwards Sr | 1436002 | 4 | 06/30/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Charles Pollock | 5825905 | 1 | 09/29/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric William Rumbaugh | 2522487 | 1 | 08/06/1998 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| William Mitchell Smith | 4589003 | 1 | 02/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Holland Powell | 1504659 | 1 | 10/20/1997 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Anil R Patel | 1197429 | 2 | 02/19/1997 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Anthony Gennaro Lancaster | 5158545 | 2 | 11/07/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Clifton Jones | 1044527 | 2 | 06/13/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Clifton Jones | 1044527 | 2 | 03/26/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |