Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark David Wagner | 3050382 | 3 | 03/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Brian Patton | 3138280 | 1 | 02/11/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
John Andrew Legner | 1630807 | 1 | 12/13/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Harry William Beltran | 2693506 | 1 | 07/10/2002 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
Joseph Edwin Budd | 2369116 | 2 | 05/15/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Kevin Robert Ledzian | 3030626 | 2 | 04/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kevin Robert Ledzian | 3030626 | 2 | 04/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Alan Jamison | 2750347 | 10 | 03/01/2002 | Customer Dispute | Settled | $64,250.00 | $0.00 | See FINRA Report |
Joseph Edwin Budd | 2369116 | 2 | 02/14/2002 | Customer Dispute | Settled | $561,992.00 | $0.00 | See FINRA Report |
Diana M Corujo-Ramsey | 2291921 | 1 | 10/15/2001 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |