Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harry William Beltran | 2693506 | 1 | 07/10/2002 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Joseph Edwin Budd | 2369116 | 2 | 05/15/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Jamison | 2750347 | 10 | 03/01/2002 | Customer Dispute | Settled | $64,250.00 | $0.00 | See FINRA Report |
| Joseph Edwin Budd | 2369116 | 2 | 02/14/2002 | Customer Dispute | Settled | $561,992.00 | $0.00 | See FINRA Report |
| Eric William Rumbaugh | 2522487 | 1 | 08/06/1998 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James Holland Powell | 1504659 | 1 | 10/20/1997 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Anil R Patel | 1197429 | 2 | 02/19/1997 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| James Clifton Jones | 1044527 | 2 | 06/13/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Clifton Jones | 1044527 | 2 | 03/26/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Melvin Lee Gross | 230866 | 2 | 04/18/1995 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |