Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Douglas Mills | 2812634 | 1 | 07/03/2006 | Customer Dispute | Settled | $18,484.30 | $0.00 | See FINRA Report |
Jennifer A Evatt-Gilstrap | 2891721 | 7 | 06/26/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Melvin Lee Gross | 230866 | 2 | 08/18/2005 | Customer Dispute | Settled | $938,000.00 | $0.00 | See FINRA Report |
Jennifer A Evatt-Gilstrap | 2891721 | 7 | 08/08/2005 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
Scott David Lavalley | 2432273 | 1 | 05/03/2004 | Customer Dispute | Settled | $56,659.00 | $0.00 | See FINRA Report |
James Anthony Tollus | 1726822 | 1 | 10/14/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Frank Christian Germano | 2175736 | 2 | 10/08/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
David Alan Jamison | 2750347 | 10 | 07/14/2003 | Customer Dispute | Settled | $34,295.80 | $0.00 | See FINRA Report |
Jennifer A Evatt-Gilstrap | 2891721 | 7 | 03/21/2003 | Customer Dispute | Settled | $289,306.00 | $0.00 | See FINRA Report |
David Brian Patton | 3138280 | 1 | 02/11/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |