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FINRA Broker Disclosures for Lincoln Financial Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 40 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Dean Russell Inman4644004107/29/2011Customer DisputeSettled$100,000.00$0.00See FINRA Report
Chet Haddaway McWilliams1641284207/21/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Russell Neill Hadley2202044104/01/2011Customer DisputeSettled$0.00$0.00See FINRA Report
William David Miller4547912206/16/2010Customer DisputeSettled$55,000.00$0.00See FINRA Report
Michael Arthur Lynch1203331405/28/2010Customer DisputeSettled$0.00$0.00See FINRA Report
John Salvatore Azzara1050458211/06/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Stephen Bingcheong Ip1001433106/26/2009Customer DisputeSettled$150,000.00$0.00See FINRA Report
Jennifer A Evatt-Gilstrap2891721701/09/2009Customer DisputeSettled$15,850.00$0.00See FINRA Report
Jennifer A Evatt-Gilstrap2891721709/18/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Leopoldo Fidencio Castro1882893112/07/2007Customer DisputeSettled$0.00$0.00See FINRA Report

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