Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Dean Russell Inman | 4644004 | 1 | 07/29/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Chet Haddaway McWilliams | 1641284 | 2 | 07/21/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Russell Neill Hadley | 2202044 | 1 | 04/01/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
William David Miller | 4547912 | 2 | 06/16/2010 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
Michael Arthur Lynch | 1203331 | 4 | 05/28/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
John Salvatore Azzara | 1050458 | 2 | 11/06/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Stephen Bingcheong Ip | 1001433 | 1 | 06/26/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Jennifer A Evatt-Gilstrap | 2891721 | 7 | 01/09/2009 | Customer Dispute | Settled | $15,850.00 | $0.00 | See FINRA Report |
Jennifer A Evatt-Gilstrap | 2891721 | 7 | 09/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Leopoldo Fidencio Castro | 1882893 | 1 | 12/07/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |