Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Alton Kelley | 1502351 | 3 | 02/20/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Bryant Turner | 708855 | 2 | 07/27/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Alton Kelley | 1502351 | 3 | 03/17/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Alton Kelley | 1502351 | 3 | 10/03/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Bryant Turner | 708855 | 2 | 08/02/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |