Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jennifer Anne Robbins | 5486037 | 2 | 10/04/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jason Richmond | 4790191 | 1 | 05/02/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Clifton Jones | 1044527 | 5 | 04/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Clifton Jones | 1044527 | 5 | 04/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Clifton Jones | 1044527 | 5 | 04/18/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
John Kenneth Yonan | 1339990 | 2 | 03/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Joseph Ward | 2903596 | 2 | 03/08/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Aimee Marie Utterback | 6091730 | 1 | 02/22/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |