Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Staci Lynn Bousquet | 2758417 | 1 | 10/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Deborah L Stanfa | 4280898 | 1 | 07/30/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Justin Henry McClendon | 6895174 | 1 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Deborah Lee Davis | 2285973 | 1 | 04/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mathew Randolph White | 1070588 | 1 | 05/09/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Noel Kenneth Edwards Sr | 1436002 | 4 | 06/30/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael David Johnson | 1466302 | 2 | 10/17/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Ricker Halliday | 234467 | 3 | 02/05/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Ricker Halliday | 234467 | 3 | 03/30/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Ricker Halliday | 234467 | 3 | 09/23/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |