Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Levis White | 1370432 | 2 | 11/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Derek Allen Betka | 5260190 | 1 | 09/13/2016 | Customer Dispute | Denied | $39,386.80 | $0.00 | See FINRA Report |
Chet Haddaway McWilliams | 1641284 | 2 | 05/27/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jennifer Lynn Hamilton | 5695326 | 1 | 06/19/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Luis A Segarra | 2362088 | 1 | 12/01/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joseph Levis White | 1370432 | 2 | 09/19/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Zach Lussman | 5756618 | 1 | 09/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Frank Christian Germano | 2175736 | 2 | 07/25/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Frederick Wallace Prelle | 367289 | 1 | 04/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Benjamin John Bruins | 4432313 | 1 | 11/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |