Our Staff has compiled our research into a database of FINRA Broker Disclosures for Corporate Investments Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jade Yuk Ying Lam | 2747086 | 1 | 02/07/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Andy Wing Lam | 2251678 | 4 | 02/16/2013 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jian Hua Lin | 4500580 | 2 | 10/06/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jian Hua Lin | 4500580 | 2 | 08/27/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andy Wing Lam | 2251678 | 4 | 10/16/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andy Wing Lam | 2251678 | 4 | 05/09/2001 | Customer Dispute | Award / Judgment | $11,514.90 | $1,900.00 | See FINRA Report |
| Andy Wing Lam | 2251678 | 4 | 04/26/1999 | Customer Dispute | Settled | $94,776.40 | $0.00 | See FINRA Report |