Our Staff has compiled our research into a database of FINRA Broker Disclosures for Blackrock Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nina Janette Purse | 5502463 | 1 | 06/17/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Michael Sweet | 5643697 | 1 | 02/02/2011 | Customer Dispute | Settled | $5,533.88 | $0.00 | See FINRA Report |
| Dino Donovan Rizzo | 6419870 | 1 | 10/08/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Georgakis | 5163445 | 1 | 02/05/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean P McMullen | 5380104 | 1 | 11/07/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eamonn Francis Quinn | 6557706 | 1 | 03/31/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelli Lynne Beauregard | 4992422 | 2 | 11/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Scott Goehl | 3070108 | 1 | 05/20/2003 | Customer Dispute | Settled | $237,000.00 | $0.00 | See FINRA Report |
| Eric Micheal Lowell | 3076285 | 2 | 01/06/2003 | Customer Dispute | Settled | $38,384.00 | $0.00 | See FINRA Report |
| Bennet Robert Scauzzo | 1477869 | 1 | 07/12/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |