Our Staff has compiled our research into a database of FINRA Broker Disclosures for Shearson Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Eduardo Gonzalez | 1738173 | 2 | 10/30/1992 | Customer Dispute | Settled | $87,387.00 | $0.00 | See FINRA Report |
| Andrew Geller | 734012 | 1 | 08/22/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James William Keegan | 4199196 | 2 | 01/17/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |