Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moloney Securities Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Joseph Franchina | 5987117 | 1 | 09/02/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Shane Michael Desherlia | 6800960 | 4 | 08/22/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dale Erbin Timmermann | 2423919 | 2 | 08/22/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christina Marie Silvius | 4559574 | 4 | 08/05/2022 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Juliann Fayard Smith | 1338081 | 8 | 08/05/2022 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Christina Marie Silvius | 4559574 | 4 | 08/02/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Juliann Fayard Smith | 1338081 | 8 | 08/02/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Peter Jon Ferraro | 2386025 | 2 | 05/16/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| David Norval Wood | 2306563 | 2 | 01/07/2022 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |
| Glenn Herbert Cray | 5184058 | 2 | 05/17/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |