Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moloney Securities Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall E Duggan | 5559097 | 4 | 04/23/2024 | Customer Dispute | Pending | $106,000.00 | $0.00 | See FINRA Report |
| William Matthew Leisman | 2113061 | 8 | 04/11/2024 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Edward H Prince | 4647442 | 2 | 03/22/2024 | Customer Dispute | Pending | $140,000.00 | $0.00 | See FINRA Report |
| James John Raia | 2397301 | 9 | 03/12/2024 | Customer Dispute | Pending | $412,600.00 | $0.00 | See FINRA Report |
| Richard Robert Ruskey | 1466599 | 1 | 01/31/2024 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| James John Raia | 2397301 | 9 | 01/23/2024 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| John David Patock | 6039302 | 1 | 01/19/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Scott Allen Hume | 2894512 | 1 | 01/11/2024 | Customer Dispute | Pending | $135,000.00 | $0.00 | See FINRA Report |
| John Patrick Shortal | 2233172 | 1 | 12/19/2023 | Customer Dispute | Pending | $87,000.00 | $0.00 | See FINRA Report |
| William Matthew Leisman | 2113061 | 8 | 11/03/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |