Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moloney Securities Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ion Valentin Cangea | 2546015 | 6 | 08/18/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Kenneth Gray King | 2487780 | 11 | 05/23/2006 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| James John Raia | 2397301 | 9 | 11/17/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ion Valentin Cangea | 2546015 | 6 | 09/30/2004 | Customer Dispute | Closed-No Action | $5,142.41 | $0.00 | See FINRA Report |
| Ion Valentin Cangea | 2546015 | 6 | 07/09/2004 | Customer Dispute | Denied | $22,493.40 | $0.00 | See FINRA Report |
| Juliann Fayard Smith | 1338081 | 8 | 05/12/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Matthew Leisman | 2113061 | 8 | 06/09/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Allen Nye | 1891536 | 1 | 08/09/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas G Gresham | 229641 | 17 | 02/13/2001 | Customer Dispute | Settled | $165,090.00 | $0.00 | See FINRA Report |
| Paul Kurt Saxenmeyer | 1269690 | 5 | 04/04/2000 | Customer Dispute | Settled | $39,364.00 | $0.00 | See FINRA Report |