Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moloney Securities Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Thomas Salter | 808640 | 3 | 06/30/1998 | Customer Dispute | Award / Judgment | $52,000.00 | $47,787.70 | See FINRA Report |
| Mark Joseph Dardzinski | 1761661 | 2 | 12/21/1996 | Customer Dispute | Settled | $39,769.40 | $0.00 | See FINRA Report |
| Paul Kurt Saxenmeyer | 1269690 | 5 | 08/06/1992 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Paul Kurt Saxenmeyer | 1269690 | 5 | 06/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Michael Zitzmann | 861063 | 12 | 10/19/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Michael Zitzmann | 861063 | 12 | 10/19/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Michael Zitzmann | 861063 | 12 | 10/19/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Michael Zitzmann | 861063 | 12 | 10/19/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Michael Zitzmann | 861063 | 12 | 10/19/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Michael Zitzmann | 861063 | 12 | 10/19/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |