Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moloney Securities Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Jon Lilleberg | 4595739 | 9 | 09/19/2008 | Customer Dispute | Settled | $123,960.00 | $0.00 | See FINRA Report |
| Felipe Nery Arrieta | 4142123 | 5 | 02/05/2008 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Matthew Jon Lilleberg | 4595739 | 9 | 01/04/2007 | Customer Dispute | Settled | $36,486.40 | $0.00 | See FINRA Report |
| Felipe Nery Arrieta | 4142123 | 5 | 07/24/2006 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Kenneth Gray King | 2487780 | 11 | 05/23/2006 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Thomas G Gresham | 229641 | 17 | 02/13/2001 | Customer Dispute | Settled | $165,090.00 | $0.00 | See FINRA Report |
| Paul Kurt Saxenmeyer | 1269690 | 5 | 04/04/2000 | Customer Dispute | Settled | $39,364.00 | $0.00 | See FINRA Report |
| Teddy Joseph Newman | 2642610 | 1 | 01/05/1999 | Customer Dispute | Settled | $5,550.79 | $0.00 | See FINRA Report |
| Thomas Kenneth Wasserman | 459659 | 2 | 01/04/1999 | Customer Dispute | Award / Judgment | $190,000.00 | $78,607.20 | See FINRA Report |
| Thomas Kenneth Wasserman | 459659 | 2 | 06/30/1998 | Customer Dispute | Award / Judgment | $52,000.00 | $52,000.00 | See FINRA Report |