Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moloney Securities Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James John Raia | 2397301 | 9 | 04/26/2016 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Matthew Jon Lilleberg | 4595739 | 9 | 04/24/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew Jon Lilleberg | 4595739 | 9 | 04/24/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ion Valentin Cangea | 2546015 | 6 | 09/30/2004 | Customer Dispute | Closed-No Action | $5,142.41 | $0.00 | See FINRA Report |