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FINRA Broker Disclosures for P.J. Robb Variable Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for P.J. Robb Variable Corporation. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kevin Joseph Powers2754695110/12/2009Customer DisputeSettled$185,245.00$0.00See FINRA Report
Todd Scott2756205103/28/2007Customer DisputeDenied$8,721.00$0.00See FINRA Report
Kelly Kenneth Crosse3182650103/28/2007Customer DisputeDenied$5,000.00$0.00See FINRA Report
John J Clougherty2654737212/16/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Susan Mary Anthony1880725204/17/2006Customer DisputeDenied$36,500.00$0.00See FINRA Report
David Carson Peters3156950107/18/2005Customer DisputeSettled$350,000.00$0.00See FINRA Report
Robert Gerald Dimeo1015085502/18/2004Customer DisputeSettled$0.00$0.00See FINRA Report
Todd Anthony Pittl3117835108/21/2003Customer DisputeDenied$5,000.00$0.00See FINRA Report
Susan Mary Anthony1880725204/01/2003Customer DisputeDenied$28,367.60$0.00See FINRA Report
Scott Howell Enoch1191439112/29/1995Customer DisputeSettled$4,000,000.00$0.00See FINRA Report

23 Results

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