Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brinker Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandi L Wilson-Brooks | 6780710 | 1 | 08/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Chase Perry | 6855544 | 1 | 11/09/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Andrew Mitchell | 5136976 | 1 | 02/01/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael T Jeffries | 3273562 | 1 | 12/05/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Denis John McCartan | 3012576 | 1 | 06/12/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |