Our Staff has compiled our research into a database of FINRA Broker Disclosures for FMN Capital Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey David Stanga | 6387255 | 4 | 04/05/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey David Stanga | 6387255 | 4 | 03/11/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Lee Darger | 2660153 | 1 | 02/18/2021 | Customer Dispute | Closed-No Action | $7,217.97 | $0.00 | See FINRA Report |
| Aran Garis Sahagun | 4621177 | 1 | 07/31/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey David Stanga | 6387255 | 4 | 01/11/2018 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Jeffrey David Stanga | 6387255 | 4 | 01/08/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Gary Arnold Tickel | 1100279 | 1 | 06/27/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey MacDonald Holt | 1334807 | 1 | 03/03/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |