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FINRA Broker Disclosures for Sterling Smith Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sterling Smith Corporation. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 40 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Sterling Richard Smith10084253904/26/1995Customer DisputeSettled$0.00$0.00See FINRA Report
Sterling Richard Smith10084253904/03/1995Customer DisputeSettled$52,610.20$0.00See FINRA Report
Sterling Richard Smith10084253904/03/1995Customer DisputeSettled$152,950.00$0.00See FINRA Report
Sterling Richard Smith10084253903/16/1995Customer DisputeSettled$0.00$0.00See FINRA Report
Sterling Richard Smith10084253903/09/1995Customer DisputeSettled$0.00$0.00See FINRA Report
Sterling Richard Smith10084253903/06/1995Customer DisputeSettled$0.00$0.00See FINRA Report
Sterling Richard Smith10084253903/03/1995Customer DisputeSettled$0.00$0.00See FINRA Report
Sterling Richard Smith10084253903/01/1995Customer DisputeSettled$0.00$0.00See FINRA Report
Sterling Richard Smith10084253907/22/1994Customer DisputeSettled$0.00$0.00See FINRA Report
Sterling Richard Smith10084253902/16/1994Customer DisputeSettled$817,749.00$0.00See FINRA Report

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