Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Investors Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andre Roland Hary | 239301 | 6 | 01/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Cowles Cochran | 713570 | 1 | 04/29/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederic Hunter Devinney | 66638 | 2 | 08/01/1994 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Scott Christopher Mehren | 4249198 | 1 | 03/22/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Lee Haupt | 821393 | 1 | 05/01/1990 | Customer Dispute | Award / Judgment | $0.00 | $225,000.00 | See FINRA Report |
| Jerry Smith Mosher | 341322 | 2 | 06/25/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Kenneth Coit | 50331 | 1 | 03/07/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Smith Mosher | 341322 | 2 | 01/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederic Hunter Devinney | 66638 | 2 | 01/01/1983 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |