Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Investors Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Bernard Knight | 1379212 | 4 | 02/05/2013 | Customer Dispute | Closed-No Action | $196,223.00 | $0.00 | See FINRA Report |
| Andre Roland Hary | 239301 | 6 | 01/09/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Bernard Knight | 1379212 | 4 | 08/16/2012 | Customer Dispute | Settled | $427,273.00 | $0.00 | See FINRA Report |
| Andre Roland Hary | 239301 | 6 | 03/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paula Jean Rose | 2871324 | 1 | 07/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andre Roland Hary | 239301 | 6 | 08/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andre Roland Hary | 239301 | 6 | 08/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick John Joosse | 719755 | 3 | 04/28/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frankel Tandog Delossantos | 3171700 | 1 | 12/08/2005 | Customer Dispute | Denied | $11,139.00 | $0.00 | See FINRA Report |
| Ronald Garrett Yee | 2860395 | 1 | 03/05/2003 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |