Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Investors Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bradley Lee Haupt | 821393 | 1 | 05/01/1990 | Customer Dispute | Award / Judgment | $0.00 | $225,000.00 | See FINRA Report |
Jerry Smith Mosher | 341322 | 2 | 01/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Frederic Hunter Devinney | 66638 | 2 | 01/01/1983 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |