Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Investments Distributor, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas James Dunn | 2562912 | 1 | 09/12/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brant Woodrow Grimes | 4235685 | 2 | 06/15/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brant Woodrow Grimes | 4235685 | 2 | 12/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |