Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ceros Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Burkoff | 2751980 | 3 | 03/17/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Eugene Hyunwook Kim | 2264940 | 1 | 07/11/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Dominic Joseph Carlo | 2731304 | 1 | 07/05/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ahmed Ghassan Gheith | 5783951 | 4 | 12/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Schwed | 7850955 | 2 | 11/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Louis Avallone | 4814368 | 4 | 11/28/2022 | Customer Dispute | Settled | $2,707,820.00 | $0.00 | See FINRA Report |
| Frank Louis Avallone | 4814368 | 4 | 07/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wade Theodore Papapanagiotu | 2933979 | 1 | 04/18/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Christopher Brandon Kane | 5486515 | 1 | 03/25/2022 | Customer Dispute | Settled | $950,000.00 | $0.00 | See FINRA Report |
| Alex Aksenoff | 6172520 | 1 | 10/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |