Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wilson-Davis & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Les Vincent Anderton | 873403 | 2 | 05/20/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Warren Whaley | 464353 | 1 | 03/30/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Rocca | 866725 | 5 | 04/23/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Rocca | 866725 | 5 | 07/10/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |