Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wilson-Davis & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Rocca | 866725 | 5 | 04/19/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lyle Wesley Davis | 62352 | 6 | 05/24/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lyle Wesley Davis | 62352 | 6 | 06/26/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark James Dillon | 1113305 | 3 | 04/06/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lyle Wesley Davis | 62352 | 6 | 12/03/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Les Vincent Anderton | 873403 | 2 | 07/30/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Les Vincent Anderton | 873403 | 2 | 05/20/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Warren Whaley | 464353 | 1 | 03/30/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Rocca | 866725 | 5 | 04/23/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Rocca | 866725 | 5 | 07/10/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |