Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wilson-Davis & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Damon Thomas Perpetua | 4576912 | 3 | 02/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Damon Thomas Perpetua | 4576912 | 3 | 02/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Byron Bert Barkley | 12469 | 3 | 12/16/2016 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Byron Bert Barkley | 12469 | 3 | 12/16/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Andres Oneal | 4798076 | 3 | 06/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Peter Ott | 354225 | 1 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Rocca | 866725 | 5 | 12/02/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lincoln Tyler Eggertz | 7336125 | 1 | 03/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randy Heber Carlson | 726574 | 5 | 12/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark James Dillon | 1113305 | 3 | 06/19/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |