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FINRA Broker Disclosures for Griffin Capital Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Griffin Capital Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 2 out of 2 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Howard Louis Nifoussi2733344209/12/2000Customer DisputeDenied$87,000.00$0.00See FINRA Report
Howard Louis Nifoussi2733344212/29/1998Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

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