Our Staff has compiled our research into a database of FINRA Broker Disclosures for Griffin Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Erik Engelhardt | 2758101 | 1 | 01/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Todd Davison | 2997080 | 1 | 05/12/2005 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |