Our Staff has compiled our research into a database of FINRA Broker Disclosures for Griffin Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Howard Louis Nifoussi | 2733344 | 2 | 09/12/2000 | Customer Dispute | Denied | $87,000.00 | $0.00 | See FINRA Report |
Howard Louis Nifoussi | 2733344 | 2 | 12/29/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |