Our Staff has compiled our research into a database of FINRA Broker Disclosures for ADP Broker-Dealer, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Degaetano | 3196347 | 1 | 02/22/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alvaro Fabian Rodriguez | 2076732 | 2 | 10/28/1999 | Customer Dispute | Settled | $28,800.00 | $0.00 | See FINRA Report |
| Clarence Eric Fraley | 4434497 | 1 | 12/27/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul J Amerling | 4161340 | 1 | 05/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darren Marshall Glenn | 2830399 | 1 | 07/19/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Ibrahim Salem | 7417952 | 1 | 12/30/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |