Our Staff has compiled our research into a database of FINRA Broker Disclosures for ADP Broker-Dealer, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nora Louise Hannon | 7293925 | 2 | 12/09/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Troy Christopher Urbina | 6267323 | 1 | 06/25/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martha A Diaz | 4202647 | 2 | 04/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martha A Diaz | 4202647 | 2 | 04/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Miller | 2951875 | 2 | 04/23/2007 | Customer Dispute | Settled | $19,433.00 | $0.00 | See FINRA Report |
| Jarrod A Ordonez | 7670373 | 1 | 03/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin John Fahey | 5901694 | 1 | 02/06/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Richie | 7340866 | 1 | 02/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Miller | 2951875 | 2 | 05/01/2002 | Customer Dispute | Denied | $6,200.00 | $0.00 | See FINRA Report |
| Alvaro Fabian Rodriguez | 2076732 | 2 | 11/30/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |