Our Staff has compiled our research into a database of FINRA Broker Disclosures for ADP Broker-Dealer, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert A Setzer | 5549197 | 2 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittany Nicole Fisher | 7281568 | 1 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Jared Leffler | 5823853 | 1 | 11/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maryanne Anita Moxie | 2119425 | 1 | 07/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dara Seader | 7452827 | 2 | 05/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Hamill | 6615755 | 2 | 03/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dara Seader | 7452827 | 2 | 09/12/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Matthew Alford | 7119946 | 1 | 04/02/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nora Louise Hannon | 7293925 | 2 | 04/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyrone Ronald Waddell | 3161872 | 1 | 03/30/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |