Our Staff has compiled our research into a database of FINRA Broker Disclosures for ADP Broker-Dealer, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Signorello | 5569719 | 4 | 09/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Hamill | 6615755 | 2 | 06/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rigoberto Gamoneda | 6158909 | 1 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt D Tilton | 5388689 | 1 | 04/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittany Nicole Fisher | 7281568 | 1 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Jared Leffler | 5823853 | 1 | 11/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Hamill | 6615755 | 2 | 03/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Stephen Rieser | 7848529 | 1 | 03/09/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nora Louise Hannon | 7293925 | 2 | 04/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyrone Ronald Waddell | 3161872 | 1 | 03/30/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |