Our Staff has compiled our research into a database of FINRA Broker Disclosures for ADP Broker-Dealer, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Margot Barrenechea | 1715189 | 1 | 11/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 11/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 10/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 08/26/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 08/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 04/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Kruse | 4308862 | 1 | 06/28/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Omar David Grajeda | 5787422 | 1 | 01/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luke Michael Vandomelen | 6257936 | 4 | 07/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luke Michael Vandomelen | 6257936 | 4 | 07/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |