Our Staff has compiled our research into a database of FINRA Broker Disclosures for ADP Broker-Dealer, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Raquel Galindo | 7159670 | 9 | 04/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Omar David Grajeda | 5787422 | 1 | 01/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Edward Bell | 7714667 | 1 | 06/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John A Angelucci | 6653697 | 4 | 11/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John A Angelucci | 6653697 | 4 | 11/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John A Angelucci | 6653697 | 4 | 11/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John A Angelucci | 6653697 | 4 | 11/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Lopez | 6706127 | 1 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Signorello | 5569719 | 4 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Signorello | 5569719 | 4 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |