Our Staff has compiled our research into a database of FINRA Broker Disclosures for Freedom Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Susan Jeanette Callari | 2874655 | 1 | 01/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bryan Edward McKigney | 4293175 | 1 | 08/20/2014 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
Albert Grinsfelder Lowenthal | 313519 | 1 | 03/26/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |