Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wiley Bros.-Aintree Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danielle Lynn Peters | 7565849 | 2 | 03/19/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Alan Schmidt | 845872 | 4 | 11/20/1995 | Customer Dispute | Settled | $37,427.00 | $0.00 | See FINRA Report |
| Thomas Joseph Sheehan | 1221416 | 2 | 11/01/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Damon Winston Byrd | 4202546 | 1 | 12/14/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J Kathryn Delmain | 4188543 | 1 | 08/25/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chong Uk Nam | 2385826 | 1 | 03/09/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Charles Silvestri | 1595542 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |