Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wiley Bros.-Aintree Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Max Kaplan | 7449051 | 1 | 06/11/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cynthia Harman Marsteller | 1488230 | 2 | 08/27/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lucas Weis | 6695412 | 1 | 09/23/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stuart Miller Porterfield | 2350505 | 1 | 05/03/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Danielle Lynn Peters | 7565849 | 2 | 03/19/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Damon Winston Byrd | 4202546 | 1 | 12/14/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J Kathryn Delmain | 4188543 | 1 | 08/25/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chong Uk Nam | 2385826 | 1 | 03/09/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Charles Silvestri | 1595542 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |