Our Staff has compiled our research into a database of FINRA Broker Disclosures for H.C.Wainwright & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Wesley Chambers | 1863864 | 1 | 09/23/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Dakota Stevens | 7517507 | 1 | 02/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raghuram Selvaraju | 4978539 | 3 | 04/24/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Kirsch | 1671480 | 1 | 05/24/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |