Our Staff has compiled our research into a database of FINRA Broker Disclosures for H.C.Wainwright & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raghuram Selvaraju | 4978539 | 3 | 07/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raghuram Selvaraju | 4978539 | 3 | 10/31/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew S Fein | 4275047 | 1 | 11/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |