Our Staff has compiled our research into a database of FINRA Broker Disclosures for H.C.Wainwright & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Wesley Chambers | 1863864 | 1 | 09/23/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bruce Hilder | 2178978 | 2 | 02/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Dakota Stevens | 7517507 | 1 | 02/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Bruce Hilder | 2178978 | 2 | 10/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raghuram Selvaraju | 4978539 | 3 | 07/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raghuram Selvaraju | 4978539 | 3 | 04/24/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raghuram Selvaraju | 4978539 | 3 | 10/31/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew S Fein | 4275047 | 1 | 11/12/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Spencer MacPherson | 7744340 | 2 | 10/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Spencer MacPherson | 7744340 | 2 | 10/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |